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I. Securities Trading

 

MiFID -  Regulation (10.08.06)

 

MiFID -  Directive (10.08.06)

 

 

II Anti Money Laundering

 

These links are currently available in German only. Please see the German-language web page.

 

III Regulatory Authorities

 

Regulator Germany (BaFin)

 

Regulator Austria (FMA)

 

Regulator UK - inancial Services Authority (FSA)

 

Regulator Switzerland (EBK)

 

Regulator France  - AUTORITÉ DES MARCHÉS FINANCIERS (AMF)

 

Regulator Spain - COMISIÒN NACIONAL DEL MERCADO DE VALORES (CNMV)

 

Securities and Exchange Comission (SEC)

  

Committee of European Securities Regulators (CESR)

 

 

 


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Markus Reinhardt
tel: +49 (0) 5221 99 280 0
info(at)b-next.de

 

 

 


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