| MACOC:Compliance |
| MACOC:Market Abuse
Introduce remedial measures |
| MACOC:COI - Conflicts of Interest Identify and proactively manage conflicts of interest |
| MACOC:DOC
FSA ARROW visits
|
| MACOC:Trades |
| MACOC:BeX - Best Execution Create and manage best execution policy ... Check execution against policy ...
Optimize policy efficiency ... |
| MACOC:Cockpit
for market surveillance, compliance and MiFID...
|







